Michael Carroll

Michael Carroll

Senior Business Development Consultant

   

Mr. Michael Carroll, born in 1966, has two degrees from the University of Connecticut. He was awarded a BA in Economics in 1989, and an MBA in Finance in 1997. Mr. Carroll was a Vice President/Branch Manager at Waterhouse Securities (TD Ameritrade is the successor company today) from 1992 to 1999; he was the Vice President of Operations from 1999 to 2000; he was a Vice President/Relationship Manager at Fidelity Investments Institutional Brokerage Group (now known as Fidelity Clearing and Custody) from 2000 to 2002; he was the President and Chief Compliance Officer of Constitution Capital Corp, a dually listed broker-dealer and registered investment advisor, from 2003 to 2005; he was the Chief Operating Officer and Chief Compliance Officer of Euro Pacific Capital from 2005 to 2009; he was the Chief Operating Officer/consultant at Odeon Capital Group LLC in 2011; he was a National Account Manager at National Regulatory Services from 2012 to 2013; and he was a Senior Account Executive at Financial Recovery Technologies from 2014 to 2016. In addition, Mr. Carroll has worked as an independent consultant as an independent contractor as the President of Michael W. Carroll Consulting, LLC, off and on since 2002; Clients have included Accordo Compliance Solutions, OBEX Securities LLC, Odeon Capital Group LLC (the role had started as a direct employee and transitioned to a consulting relationship), The Athene Group, LLC, and the Roth Law Firm.